The Financial Industry Regulatory Authority(FINRA) explanation and history? National Association of Securities Dealers(NASD) explanation and history?

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Finance

The Financial Industry Regulatory Authority(FINRA) explanationand history?
National Association of Securities Dealers(NASD) explanation andhistory?

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FINRA Explanation The Financial Industry Regulatory Authority is the largest independent regulator for all securities firms doing business in the United States FINRAs mission is to protect investors by making sure the United States securities industry operates fairly and honestly FINRA offers regulatory oversight over all securities firms that do business with the public plus those offering professional training testing and licensing of registered persons arbitration and mediation market regulation by contract for the New York Stock Exchange the NASDAQ Stock Market Inc the American Stock Exchange LLC and the International Securities Exchange LLC and industry utilities such as Trade Reporting Facilities and other overthecounter operations some key points as under 1FINRA oversees about 4250 brokerage firms about 162155 branch offices and See Answer

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