market data corporation is considering an ipo. which statement is correct? a. securities are regulated...
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market data corporation is considering an ipo. which statement is correct? a securities are regulated only be federal law. b if registration is reauired, market data need only file a prospectus with the sec c if market data issues a "participation certificate" which enabls the holder to invest in a common enterprise, with a reasonable expectation of profit, derived primarily or substantialy from the efforts of others, it must register or wualify for an exemption. d a registratiom statement will be reauired omly if market data is planning to issue sfocks or bonds
market data corporation is considering an ipo. which statement is correct? a securities are regulated only be federal law. b if registration is reauired, market data need only file a prospectus with the sec c if market data issues a "participation certificate" which enabls the holder to invest in a common enterprise, with a reasonable expectation of profit, derived primarily or substantialy from the efforts of others, it must register or wualify for an exemption. d a registratiom statement will be reauired omly if market data is planning to issue sfocks or bonds
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