Lyndon Price is a financial planner advising private wealth clients. One of his clients, Shaun...
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Lyndon Price is a financial planner advising private wealth clients. One of his clients, Shaun Mulligan, is a retired technology entrepreneur with an interest in social causes supporting education. Price sits on the board of a charitable foundation dedicated to providing computers to underprivileged high school students. As part of the foundation's fund raising efforts, Price compiles a list of names of potential donors, including Mulligan's, to the outreach chairperson. Did Price violate the Standards of Professional Conduct?
a) No.
b) Yes, unless he first obtains permission from Mulligan.
c) Yes, even if he first obtains permission from Mulligan.
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