Financial Markets Case Application 1 Regulations and laws that impact financial institutions Instructions: You...

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Finance

Financial Markets

Case Application 1 Regulations and laws that impact financial institutions

Instructions:

You must complete this case individually.

You need to research, determine and report on the regulations and laws that impact financial markets.

  1. In meeting the requirement, you must identify a minimum of 3 laws and/or regulations that meet the criteria.
  2. Report on the origin of the law/regulation and its implementation and passage.
  3. Determine what the regulation is intended to prevent or promote.
  4. Make an assessment as to whether or not the law or regulation has worked or failed.
  5. Make a recommendation for adjustments needed to the law/regulation or provide evidence that it is working well.
  6. APA Format with a cover sheet.
  7. 4-6 pages
  8. References are required.

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