Case 32.2 - United States v. O’Hagan" Please respond to the following: Assess whether a securities firm...

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Case 32.2 - United States v. O’Hagan" Please respond to thefollowing:
Assess whether a securities firm will be more likely to modifyits behavior in business based upon the holding of this case. Ifyou were employed in the securities profession, state oneparticular way in which you modify your approach to be transparentto both your client and the Securities and Exchange Commission.

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In this case the point of contention was insider trading and breach of SECs Rule 10 b As per the court ruling in this case there should be no misappropriation of confidential information The law forbids any trading in securities that is based on undisclosed information Yes based on the holding of this case See Answer

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Case 32.2 - United States v. O’Hagan" Please respond to thefollowing:Assess whether a securities firm will be more likely to modifyits behavior in business based upon the holding of this case. Ifyou were employed in the securities profession, state oneparticular way in which you modify your approach to be transparentto both your client and the Securities and Exchange Commission.