An investor has had held shares of ABC restricted stock for over 1 year. ABC...

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An investor has had held shares of ABC restricted stock for over 1 year. ABC has 3,000,000 shares outstanding. The most recently reported weekly trading volumes for ABC are as follows: 1 week ago - 30,000 2 weeks ago - 40,000 3 weeks ago - 25,000 4 weeks ago - 35,000 5 weeks ago 40,000 What is the maximum number of shares that the investor can sell under Rule 1447 35.000 40,000 32.500 30,000 QUESTION 6 A syndicate is underwriting a new stock offering in a divided account. The offering is 5.000.000 shares and a member of the syndicates responsible for selling 500.000 shares after selline 400.000 shares of the allotment the managerreports there are 1.500.000 sharestettunsold by the syndicate how many shares is the syndicate member responsible for selling at this point 00 300.000 150.000 00.000

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