A. While investigating the shares offered to you by your potential boss, you discover that the...

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Finance

A. While investigating the shares offered to you by yourpotential boss, you discover that the company you are consideringworking for is not registered as required under the Securities Actof 1933. How does this influence you as a potential employee and asa potential shareholder? Be sure to reference any applicablestatutes or laws.
B. You know that accepting this job may eventually lead to apromotion into the role of the financial manager. As the potentialfinancial manager, what federal and shareholder requirements wouldyou need to be familiar with in order to ensure that you are beingcompletely compliant?

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A The 1933 act prohibits offers to sell or to buy before a registration is filed The SEC takes a broad view of what constitutes an offer For example the SEC takes the position that excessive or unusual publicity by the issuer about a business or the prospects of a particular industry may arouse such public interest that the publicity appears to be part of the selling effort The 1933 act provides for civil liability for damages arising from misstatements or omissions in the registration See Answer

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