A client has called you with an investing idea given to him by his brother-in-law....
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A client has called you with an investing idea given to him by his brother-in-law. This particular idea entails more risk than the client normally accepts. He insists that you, his broker, place the order for him, or he will take his business to a competitor. Should you execute the trade? A) Yes, execute the trade, because the client should have the right to do what he wants with his money. B) No, do not execute the trade because of your fiduciary duty to the client. C) Yes, execute the trade, because you have expressed your reservations and fulfilled your duty to disclose D) No, do not execute the trade until you have discussed it with your supervisor
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