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11. Complete a NAAF as an advisor and a client. Go online to find a major Canadian brokerage firm company. Download a PDF copy of their NAAF/Account Application Form (for a cash/open/non- registered account). The NAAF will contain KYC information. Complete the NAAF (in its entirety) as if you are a single Canadian fictitious client (do not use your real, personal information) who is opening up an individual non-registered account. Ensure that all client-applicable information is completed (including all appropriate check boxes etc). Although the information that you include (including account number, phone numbers, SIN, income, assets etc.) will be fictitious, it should be reasonable and appropriate for a client who might normally be approved. All sections should be complete- complete each section to the best of your ability (you may make assumptions and "create" information), including date and signature etc. Provide a weblink in this assignment of where you downloaded the NAAF, and submit the completed NAAF into the drobox along with your assignment. This question simulates an advisor guiding a client through the NAAF/KYC process. Accurate and complete NAAFs are an extremely important in the financial planning process as even minor errors will force Compliance to reject the NAAF. Professionals in the industry, and students in this assignment, must be diligent in the KYC/NAAF process

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