1. What is the main regulatory body that enforced federal security laws? -The SEC -The...
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Finance
1. What is the main regulatory body that enforced federal security laws?
-The SEC
-The FDIC
-The SPIC
-The department of treasury
-The Office of the comptroller of currency
2. What is the purpose of shelf regulation
-To save time and costs related to issuing new securities
-All of the above
-To cut out the middleman in the next round of issuing new shares
-To cut out the middleman in the next round of issuing new shares
-To facilitate issuance of new securities for the first time by a private firm going public
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